Company profile

Company name

i SECURITIES Co., Ltd

Registration

Type I and Type II Financial Instruments Business (Director-General of the Kanto Finance Bureau (FIEA) Article 236)
Commodity Futures Transaction Dealers (OTC commodity derivative transaction)
(Ministry of Economy, Trade and Industry, Dec 07 2022 Commercial Law Act Article 4, Ministry of Agriculture, Forestry and Fisheries, Designation 4 Comprehensive Article 2087)

       Member       Association

Japan Securities Dealers Association
Financial Futures Association of the Japan
TypeⅡ Financial Instruments Firms Association
Japan Commodity Futures Association
(Annual disclosure information of Commodity Futures Transactions)

    Designated
     Dispute 
    Resolution  
  Organization

• Designated Dispute Resolution Organization for Type I and Type II Financial Instruments Business
  Specified NPO FINMAC
• Designated Dispute Resolution Organization for Commodity Futures Transaction Dealers
  Japan Commodity Futures Association Counseling Center

Establishment

June 2005

Capital stock

710 million yen (as of Mar 22 2023)

Location

Postal code 106-6007
Izumi Garden Tower 7th Floor
1-6-1 Roppongi Minato wards Tokyo
Tel: 03-3568-5088
Fax: 03-3568-5099
Email: info@isec.jp

Representative
Director

LAI Sui Fan Clarice
Takenori Kato

Business
Description

OTC foreign exchange margin trading business
OTC securities CFD trading business
OTC commodities CFD trading business
Anonymous partnership fund business
Investment trust business

Banking Relations

Sumitomo Mitsui Bank
Mizuho Bank
Mitsubishi UFJ Bank
Risona Bank
Rakuten Bank
Japan Post Bank

Custodian

Certified tax accountant
Kayoko Mamada (Kayoko Mamada certified tax accountant office)

Legal adviser

Kikkawa law firm

Agreements

• OTC Foreign Exchange Margin Deposit[Japanese Page]
• OTC Foreign Exchange Margin Trading Manual “Premier Course”[Japanese Page]
• OTC Foreign Exchange Margin Trading Manual “Internet Trading Course”[Japanese Page]
• Terms and conditions for OTC commodities CFD[Japanese Page]
• Terms and conditions for OTC securities CFD[Japanese Page]
• OTC Commodities Trading Manual “Premier Course”[Japanese Page]
• OTC Commodities Trading Manual “Internet Trading Course”[Japanese Page]
• OTC Securities Trading Manual “Premier Course”[Japanese Page]
• OTC Securities Trading Manual “Internet Trading Course”[Japanese Page]
• OTC Commodities Trading Manual “Internet Trading Corporate Course”[Japanese Page]
• Policy for investment solicitations[Japanese Page]
• Declaration on personal information protection[Japanese Page]
• Ethics code[Japanese Page]
• Policies on conflict of interests[Japanese Page]
• Policies regarding anti-social forces[Japanese Page]
• Criteria for starting OTC commodities CFD trading[Japanese Page]
• Reminders[Japanese Page]
• Policies regarding complaints from clients[Japanese Page]
• Policies for customer oriented business operations[Japanese Page]
• Internal control policy ［Japanese Page］
• Code of conduct ［Japanese Page］

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